-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, De3hsS9lL8B2gorDCSKn6Lb8TzUlJb0zsB8iD48X8seoYaIECMg4b+h8GcYt70ub hNJDkJlzoyKqKDITboJJVg== 0000950135-02-001822.txt : 20020415 0000950135-02-001822.hdr.sgml : 20020415 ACCESSION NUMBER: 0000950135-02-001822 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20020401 GROUP MEMBERS: FFC EXECUTIVE PARTNERS I, L.P. GROUP MEMBERS: FFC PARTNERS I, L.P. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ENDOCARE INC CENTRAL INDEX KEY: 0001003464 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 330618093 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-50293 FILM NUMBER: 02596432 BUSINESS ADDRESS: STREET 1: 7 STUDEBAKER STREET 2: STE 134 CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: 9495954770 MAIL ADDRESS: STREET 1: 7 STUDEBAKER CITY: IRVINE STATE: CA ZIP: 92618 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FERRER FREEMAN THOMPSON & CO LLC CENTRAL INDEX KEY: 0001113202 IRS NUMBER: 061433502 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 10 GLENVILLE STREET CITY: GREENWICH STATE: CT ZIP: 06831 BUSINESS PHONE: 2035328011 MAIL ADDRESS: STREET 1: 10 GLENVILLE STREET CITY: GREENWICH STATE: CT ZIP: 06831 SC 13G 1 b42289ffsc13g.txt FFC PARTNERS I, L.P. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ________)* ENDOCARE, INC. - -------------------------------------------------------------------------------- (Name of Issuer) COMMON STOCK - -------------------------------------------------------------------------------- (Title of Class of Securities) 29264P104 - -------------------------------------------------------------------------------- (CUSIP Number) March 25, 2002 - -------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this schedule is filed: [ ] Rule 13d-1(b) [X] RULE 13D-1(C) [ ] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act. Page 1 of 8 - -------------------------------------------------------------------------------- CUSIP No. 29264P104 SCHEDULE 13G Page 2 of 8 - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- 1 Name of Reporting Person FFC Partners I, L.P. - -------------------------------------------------------------------------------- I.R.S. Identification Nos. of above persons (entities only) 06-1458417 - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (See Instructions) (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Citizenship or Place of Organization: Delaware - -------------------------------------------------------------------------------- 5 Sole Voting Power 1,386,186(1) NUMBER OF -------------------------------------------------------------- SHARES 6 Shared Voting Power BENEFICIALLY OWNED BY 0 EACH -------------------------------------------------------------- REPORTING 7 Sole Dispositive Power PERSON WITH 1,331,204 -------------------------------------------------------------- 8 Shared Dispositive Power 0 - -------------------------------------------------------------------------------- 9 Aggregate Amount Beneficially Owned by Each Reporting Person 1,386,186(1) - -------------------------------------------------------------------------------- 10 Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ] - -------------------------------------------------------------------------------- 11 Percent of Class Represented by Amount in Row (9) approx. 7.4%(1)(2) - -------------------------------------------------------------------------------- 12 Type of Reporting Person (See Instructions) PN - -------------------------------------------------------------------------------- (1) Including 54,982 shares held in escrow, over which shares the reporting person currently has no dispositive power. (2) Or approx. 7.7% if FFC Partners I, L.P. and FFC Executive Partners I, L.P. are deemed to be a group. - -------------------------------------------------------------------------------- CUSIP No. 29264P104 SCHEDULE 13G Page 3 of 8 - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- 1 Name of Reporting Person FFC Executive Partners I, L.P. - -------------------------------------------------------------------------------- I.R.S. Identification Nos. of above persons (entities only) 06-1477466 - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (See Instructions) (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Citizenship or Place of Organization: Delaware - -------------------------------------------------------------------------------- 5 Sole Voting Power 57,347(3) NUMBER OF -------------------------------------------------------------- SHARES 6 Shared Voting Power BENEFICIALLY OWNED BY 0 EACH -------------------------------------------------------------- REPORTING 7 Sole Dispositive Power PERSON WITH 55,072 -------------------------------------------------------------- 8 Shared Dispositive Power 0 - -------------------------------------------------------------------------------- 9 Aggregate Amount Beneficially Owned by Each Reporting Person 57,347(3) - -------------------------------------------------------------------------------- 10 Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ] - -------------------------------------------------------------------------------- 11 Percent of Class Represented by Amount in Row (9) approx. 0.3%(3)(4) - -------------------------------------------------------------------------------- 12 Type of Reporting Person (See Instructions) PN - -------------------------------------------------------------------------------- (3) Including 2,275 shares held in escrow, over which shares the reporting person currently has no dispositive power. (4) Or approx. 7.7% if FFC Partners I, L.P. and FFC Executive Partners I, L.P. are deemed to be a group. - -------------------------------------------------------------------------------- CUSIP No. 29264P104 SCHEDULE 13G Page 4 of 8 - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- 1 Name of Reporting Person Ferrer Freeman & Company, LLC - -------------------------------------------------------------------------------- I.R.S. Identification Nos. of above persons (entities only) 06-1433502 - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (See Instructions) (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Citizenship or Place of Organization: Connecticut - -------------------------------------------------------------------------------- 5 Sole Voting Power 0 NUMBER OF -------------------------------------------------------------- SHARES 6 Shared Voting Power BENEFICIALLY OWNED BY 1,443,533(5) EACH -------------------------------------------------------------- REPORTING 7 Sole Dispositive Power PERSON WITH 0 -------------------------------------------------------------- 8 Shared Dispositive Power 1,386,276 - -------------------------------------------------------------------------------- 9 Aggregate Amount Beneficially Owned by Each Reporting Person 1,443,533(5) - -------------------------------------------------------------------------------- 10 Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ] - -------------------------------------------------------------------------------- 11 Percent of Class Represented by Amount in Row (9) approx. 7.7%(5) - -------------------------------------------------------------------------------- 12 Type of Reporting Person (See Instructions) OO - -------------------------------------------------------------------------------- (5) Includes the escrowed shares referenced in Notes (1) and (3) above. - -------------------------------------------------------------------------------- CUSIP No. 29264P104 SCHEDULE 13G Page 5 of 8 - -------------------------------------------------------------------------------- ITEM 1(a) NAME OF ISSUER: Endocare, Inc. ITEM 1(b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 7 Studebaker Irvine, California 92618 ITEM 2(a) NAME OF PERSON FILING: This statement is filed by: (i) FFC Partners I, L.P. ("FFCP"), formerly known as FFT Partners I, L.P., with respect to shares of Common Stock (as defined in Item 2(d) below) owned directly by it; (ii) FFC Executive Partners I, L.P. ("FFCEP"), formerly known as FFT Executive Partners I, L.P., with respect to shares of Common Stock owned directly by it; and (iii) Ferrer Freeman & Company, LLC ("FFC"), formerly known as Ferrer Freeman Thompson & Co. LLC, with respect to shares of Common Stock owned directly by each of FFCP and FFCEP. ITEM 2(b) ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE: The principal business office of each of FFCP, FFCEP and FFC is: The Mill 10 Glenville Street Greenwich, CT 06831 ITEM 2(c) CITIZENSHIP: Each of FFCP and FFCEP is organized under the laws of the State of Delaware. FFC is organized under the laws of the State of Connecticut. ITEM 2(d) TITLE OF CLASS OF SECURITIES: Common Stock, $0.001 par value per share, of Endocare, Inc. (the "Common Stock"). ITEM 2(e) CUSIP NUMBER: 29264P104 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULE 13d-1(b) OR 13D-2(b), CHECK WHETHER THE PERSON FILING IS A: (a) [ ] Broker or Dealer registered under section 15 of the Act (b) [ ] Bank as defined in section 3(a)(6) of the Act (c) [ ] Insurance Company as defined in section 3(a)(19) of the Act - -------------------------------------------------------------------------------- CUSIP No. 29264P104 SCHEDULE 13G Page 6 of 8 - -------------------------------------------------------------------------------- (d) [ ] Investment Company registered under section 8 of the Investment Company Act (e) [ ] An Investment Adviser in accordance with Rule 13d-1(b)(1)(ii)(E) (f) [ ] An Employee Benefit Plan or Endowment Fund in accordance with Rule 13d-1(b)(1)(ii)(F) (g) [ ] A Parent Holding Company or control person in accordance with Rule 13d-1(b)(1)(ii)(G) (h) [ ] A Savings Association as defined in Section 3(b) of the Federal Deposit Insurance Act (i) [ ] A Church Plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act (j) [ ] Group, in accordance with Rule 13d-1(b)(1)(ii)(J) ITEM 4. OWNERSHIP. See Items 5-9 and Item 11, including the notes thereto, on the cover page for each filer, which are incorporated herein by reference. By virtue of being the general partner of each of FFCP and FFCEP, FFC may be deemed to be the beneficial owner of the shares of Common Stock owned by FFCP and by FFCEP and to have shared power over the voting and disposition of such shares. ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. Not Applicable. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. Not Applicable. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. Not Applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. Not Applicable. ITEM 9. NOTICE OF DISSOLUTION OF GROUP. Not Applicable. - -------------------------------------------------------------------------------- CUSIP No. 29264P104 SCHEDULE 13G Page 7 of 8 - -------------------------------------------------------------------------------- ITEM 10. CERTIFICATION. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. [REMAINDER OF PAGE INTENTIONALLY LEFT BLANK] - -------------------------------------------------------------------------------- CUSIP No. 29264P104 SCHEDULE 13G Page 8 of 8 - -------------------------------------------------------------------------------- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: April 1, 2002 FFC PARTNERS I, L.P. By: Ferrer Freeman & Company, LLC General Partner By: /s/ Carlos A. Ferrer -------------------------------------- Carlos A. Ferrer Member FFC EXECUTIVE PARTNERS I, L.P. By: Ferrer Freeman & Company, LLC General Partner By: /s/ Carlos A. Ferrer -------------------------------------- Carlos A. Ferrer Member FERRER FREEMAN & COMPANY, LLC By: /s/ Carlos A. Ferrer -------------------------------------- Carlos A. Ferrer Member EX-99.1 3 b42289ffex99-1.txt JOINT FILING AGREEMENT EXIHIBIT 1 JOINT FILING AGREEMENT This agreement is made pursuant to Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended (the "Act"), by and among the persons listed below, each referred to herein as a "Joint Filer." The Joint Filers agree that a statement of beneficial ownership as required by Section 13(d) of the Act and the Rules thereunder may be filed on each of their behalf on Schedule 13G and that said joint filing may thereafter be amended by further joint filings and agree to the inclusion of this Joint Filing Agreement as an exhibit thereto. Each Joint Filer states that it satisfies the requirements for making a joint filing under Rule 13d-1. Dated: April 1, 2002 FFC PARTNERS I, L.P. By: Ferrer Freeman & Company, LLC General Partner By: /s/ Carlos A. Ferrer ------------------------------------ Carlos A. Ferrer Member FFC EXECUTIVE PARTNERS I, L.P. By: Ferrer Freeman & Company, LLC General Partner By: /s/ Carlos A. Ferrer ------------------------------------ Carlos A. Ferrer Member FERRER FREEMAN & COMPANY, LLC By: /s/ Carlos A. Ferrer ------------------------------------ Carlos A. Ferrer Member -----END PRIVACY-ENHANCED MESSAGE-----